Sean T Prosser - Los Angeles, California

About

Sean Prosser defends clients dealing with investigations and enforcement moves with the aid of the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), inclusive of FBI and Grand Jury court cases, and different authorities organizations. He also defends organizations and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation exercise. His clients consist of public and private agencies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge finances, CPAs, man or woman inventory traders and public officers. Sean frequently represents customers before the subsequent corporations and regulators: U.S. Securities and Exchange Commission (SEC); U.S. Department of Justice (DOJ); Financial Industry Regulatory Authority (FINRA); NYSE; NASDAQ and different stock exchanges; California Department of Corporations; U.S. Department of the Treasury, inclusive of Financial Crimes Enforcement Network (FinCEN) and Office of Foreign Assets Control (OFAC); Public Company Accounting Oversight Board (PCAOB); and Internal Revenue Service (IRS). › ›

Legal Issues

Securities Law

White Collar Crime

Stockbroker & Investment Fraud

Gov & Administrative Law

Administrative Law, Election Law, Government Contracts, Government Finance, Legislative & Government Affairs

Criminal Law

Criminal Appeals, Drug Crimes, Expungement, Fraud, Gun Crimes, Internet Crimes, Sex Crimes, Theft, Violent Crimes

• SEC Investigation Defense
• Securities Litigation
• FINRA & PCAOB
• Corporate Governance

Costs

Certificates

Languages

Accepted Jurisdictions

Experience

• has membership
  Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
  2019
• Partner
  Perkins Coie LLP
  2014
• Partner
  Morrison & Foerster LLP
  2005
• Principal
  Fish & Richardson LLP
  2003
• Associate
  Brobeck, Phleger & Harrison
  1996
• Associate
  Gilchrist & Rutter, P.C.
  1994
• Lawyer, Office of Enforcement, Los Angeles, CA
  U.S. Securities and Exchange Commission (SEC)
  1992
• Law Clerk, Office of Broker-Dealer Enforcement, New York, NY
  U.S. Securities and Exchange Commission (SEC)
  1990

Educations

Video Call/Chat Support