Atlanta, Georgia Lawyer ,Patricia Klusmeyer , Lawyer Guide

Patricia Klusmeyer - Atlanta, Georgia

About

Mrs. Klusmeyer focuses on presenting prison advice and compliance support to registered funding adviser clients. During her time at Parker MacIntyre considering that 2016 she has supplied compliance guidance to investment adviser and dealer-supplier clients, assisted with various regulatory filings, drafted compliance guidelines and processes, drafted agreements, helped put together responses to SEC and kingdom examinations, and represented customers in FINRA arbitration.
Mrs. Klusmeyer keeps familiarity and competence regarding latest tendencies in securities regulations, the Financial Industry Regulatory Authority, and policies from federal and kingdom regulators, including the Securities and Exchange Commission and the Department of Labor. She has helped customers put in force tactics to conform with those developments. She frequently attends meetings with a purpose to preserve present day with industry rules, which include the 2018 National Society of Compliance Professionals (NSCP) National Conference in Atlanta. She also routinely presents at seminars offered via Parker MacIntyre for registered investment advisers and adviser representatives. Past subjects have included RIA advertising on social media, custody on account of standing letters of authorization, and the now vacated Department of Labor fiduciary rule.
Mrs. Klusmeyer is certified to practice regulation within the kingdom of Georgia and is admitted to practice in all Georgia Courts. She presently lives in Alpharetta together with her husband Alex and their puppy cat Romy. In her spare time, she enjoys gardening, trekking, and attempting new recipes.

Location

Legal Issues

    Securities Law
    Stockbroker & Investment Fraud

Costs

  • Payment With Credit Card
    We be given American Express, MasterCard, Visa, and Discover.

Certificates

No Certifications

Languages

  • English

Accepted Jurisdictions

Georgia Jurdictions
Georgia

Experience

  • Lawyer
    Parker MacIntyre
    2016
  • Law Clerk
    The Jarman Firm, P.C.
    2015
  • Graduate Research Assistant, Student Intern
    Georgia State University
    2014
  • Law Clerk
    Hartman & Citrin LLC
    2014
  • Summer Law Clerk, File Clerk
    Drew Eckl & Farnham Company Name
    2012

Educations

Georgia State University College of Law Education School Logo
Georgia State University College of Law
J.D.
Graduation year:
University System of Georgia - Georgia Institute of Technology Education School Logo
University System of Georgia - Georgia Institute of Technology
B.S.
Graduation year:

Video Call/Chat Support

No Video Call/Chat Support
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