Irvine, California Lawyer ,Kevin K. Hull , Lawyer Guide

Kevin K. Hull - Irvine, California

About

Kevin K. Hull is an skilled securities legal professional who benefits clients with his multifaceted background from multiple positions in the securities enterprise, regulation and law since 1988. Prior to reentering private exercise, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a role he held for almost six years. Responsible for all aspects of the corporation, consisting of compliance, accounting, national accounts and sales management, Mr. Hull turned into a hit in handling the structure and operations of the company to be in keeping with modern regulatory expectations while attaining income all through his tenure of about $three.four billion throughout multiple product strains. Prior to assuming his government function with Grubb & Ellis, Mr. Hull turned into associated with Dechert LLP and Kirkpatrick & Lockhart, each huge global law places of work where his exercise targeted on supplying carrier to funding advisers and broker-dealers within the areas of compliance, registration, disclosure, purchaser court cases and investigations, law and enforcement similarly to advertising and marketing and product operations and sales practices. Mr. Hull s career inside the securities enterprise started in 1988 as an companion compliance examiner for FINRA Los Angeles, which become accompanied by six years as COO and CFO of an impartial broking-supplier. While in regulation school in Washington, D.C., Mr. Hull served within the FINRA Enforcement Department and in the Divisions of Enforcement and Investment Management on the U.S. Securities and Exchange Commission. Mr. Hull formerly held a couple of securities designations such as the Series 7, 24, 27, fifty three, four, 63 and sixty five. He is a member of the SIFMA Compliance and Legal Division and the National Society of Compliance Professionals and is a graduate of The Catholic University of America (J.D., cum laude, 1999) and Cal State Fullerton (B.A., finance, 1988). Mr. Hull is admitted to practice law in California, New York and Massachusetts.

Location

Legal Issues

    Arbitration & Mediation
    Business Arbitration, Consumer Arbitration, Family Arbitration
    Business Law
    Business Contracts, Business Dissolution, Business Finance, Business Formation, Business Litigation, Franchising, Mergers & Acquisitions, Partnership & Shareholder Disputes
    Securities Law
    Stockbroker & Investment Fraud
    • Broker-Dealer Law
    • Investment Adviser Law

Costs

    Certificates

    No Certifications

    Languages

      Accepted Jurisdictions

      U.S. Supreme Court Jurdictions
      U.S. Supreme Court
      Since 2005
      Massachusetts Jurdictions
      Massachusetts
      Since 2000
      New York Jurdictions
      New York
      Since 2000
      California Jurdictions
      California
      Since 2000

      Experience

      • Solo Practitioner
        Broker-Dealer Law Group
        2014
      • Partner
        Hull Evans & Kob LLP
        2010
      • CEO and President
        Grubb & Ellis Securities, Inc.
        2005
      • Associate
        Dechert LLP
        2001
      • Associate
        Kirkpatrick & Lockhart LLP
        1999
      • Law Clerk
        Wilmer Cutler & Pickering
        1998
      • Law Clerk
        U.S. Securities and Exchange Commission (SEC)
        1998
      • Legal Intern
        FINRA / NASD Regulation (Enforcement)
        1997
      • Chief Operating Officer and Chief Financial Officer
        Vanguard Capital (broker-dealer)
        1990
      • Associate Compliance Examiner
        National Association of Securities Dealers (NASD) (n/k/a FINRA)
        1988

      Educations

      The Catholic University of America Columbus School of Law Education School Logo
      The Catholic University of America Columbus School of Law
      J.D. (1999) | Securities Law
      Graduation year: 1996
      California State University - Fullerton Education School Logo
      California State University - Fullerton
      B.A. (1988) | Business Administration - Finance
      Graduation year: 1984

      Video Call/Chat Support

      No Video Call/Chat Support
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