About
Mr. Sallah is an AV Preeminent® rated lawyer who concentrates on securities and commodity futures law and enforcement, broker-supplier compliance and defense, receivership litigation, securities arbitration, and business litigation.
Since leaving the Securities and Exchange Commission in 2004, Mr. Sallah has represented countrywide and local brokerage corporations, in addition to publicly traded agencies and people, in a number of matters, which includes SEC, FINRA, inventory change, and kingdom regulatory investigations, congressional investigations, internal investigations, federal and country court cases, administrative actions, and arbitrations. He has successfully dealt with matters through trial, arbitration, and regulatory enforcement complaints. Mr. Sallah has also represented people in Congressional Subcommittee hearings and investigations.
Mr. Sallah’s reputation as a securities lawyer is identified amongst his friends. Each yr because 2011, he became selected as a Florida Super Lawyer in the area of Securities Litigation and amongst Florida Trend’s Legal Elite. Moreover, Mr. Sallah has been diagnosed inside the South Florida Legal Guide each yr seeing that 2008 inside the field of Securities Litigation and Arbitration. In 2009 the Daily Business Review selected Mr. Sallah because the “Most Effective Lawyer” in South Florida within the place of Securities Law.
Before entering personal practice, Mr. Sallah changed into a Senior Counsel inside the SEC’s Division of Enforcement in Miami, Florida. During his tenure at the SEC, Mr. Sallah treated investigations and litigation in both federal court docket and administrative forums
Prior to becoming a member of the SEC, Mr. Sallah was Assistant Corporate Counsel for Raymond James Financial, Inc., the largest brokerage institution in the Southeastern United States. While at Raymond James, he represented its dealer-provider subsidiaries and their related folks in a number of topics, which includes litigation and arbitration.
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Location
Legal Issues
- Arbitration & Mediation
- Business Arbitration, Consumer Arbitration, Family Arbitration
- Business Law
- Business Contracts, Business Dissolution, Business Finance, Business Formation, Business Litigation, Franchising, Mergers & Acquisitions, Partnership & Shareholder Disputes
- Securities Law
- Stockbroker & Investment Fraud
Costs
- Free Consultation
Certificates
Languages
- English
Accepted Jurisdictions
Experience
- Partner
Sallah Astarita & Cox, LLC
2004 - Senior Counsel
U.S. Securities and Exchange Commission
2000 - Assistant General Counsel
Raymond James Financial, Inc.
1996
Educations
Graduation year:
Graduation year:
Graduation year: 1996
