About
David W. Schmidt has been dealing with securities arbitrations for over 30 years and has earned a national recognition as one of the simplest advocates in the area. Mr. Schmidt has represented clients in securities cases in New Jersey, New York, Florida, California, and lots of other jurisdictions. His enjoy includes cases related to broker fraud, Ponzi schemes, incorrect trading, complex merchandise, immoderate commissions, elder regulation, and retirement account losses. He also has dealt with “selling away” cases in which a broker recommends an investment that has no longer been approved by means of his company and the firm has failed to appropriately supervise the broking’s activities. He has represented registered representatives before FINRA, the NYSE, and the SEC. Mr. Schmidt has recommended for registered representatives whose CRDs include disclosures that are misguided or need to be expunged.
Mr. Schmidt started his profession as a Prosecutor in Brooklyn, and he has handled many complex criminal and civil trials. In the generation earlier than close to-usual arbitration of securities instances, he dealt with those topics in state and federal courts. Since then, Mr. Schmidt has dealt with hundreds of securities arbitrations on behalf of firms and individuals.
Mr. Schmidt was certainly one of a select group of legal professionals asked to handle expedited arbitrations on behalf of a National Broker Dealer as administered by way of the Securities and Exchange Commission. Mr. Schmidt has additionally represented corporations and senior personnel in matters before the Securities and Exchange Commission and self-regulatory agencies. Mr. Schmidt is presently regional recommend to numerous essential brokerage firms and oversees all litigation treated by Lubiner, Schmidt & Palumbo. Mr. Schmidt has lectured to industry groups and change companies on felony and regulatory trends in the securities subject and has been cited and retained as an expert in Securities Litigation and Regulation.
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Location
Legal Issues
- Criminal Law
- Criminal Appeals, Drug Crimes, Expungement, Fraud, Gun Crimes, Internet Crimes, Sex Crimes, Theft, Violent Crimes
- Securities Law
- Arbitration & Mediation
- Business Arbitration, Consumer Arbitration, Family Arbitration
Costs
- Free Consultation
Certificates
Languages
- English: Spoken, Written
Accepted Jurisdictions
Experience
- Partner
Lubiner, Schmidt & Palumbo, LLC
1984 - Adjunct Professor
New York City Technical College
1980
Educations
Graduation year:
Video Call/Chat Support
- FaceTime
- Google Hangouts
- Skype
