About
I recommend entities and individuals through authorities / SRO lawsuits and behavior internal investigations. I also have successfully defended shareholder magnificence actions and by-product proceedings, and suggest clients dealing with industrial litigation issues. My matters have concerned, among different matters, public organization financial reporting, disclosure, and controls problems; FCPA concerns; capacity insider trading; troubles regarding personal equity, investment advisors, and broking-sellers; cybersecurity troubles; accountant liability questions; fiduciary obligation issues; and civil DOJ topics. I presently serve at the Board of Directors and as Secretary of the Faculty of Federal Advocates; serve at the SEC Historical Society s Board of Advisors and Museum Committee; and co-chair the Annual Fund of the Logan School for Creative Learning.
Location
Legal Issues
- Securities Law
- White Collar Crime
- Gov & Administrative Law
- Administrative Law, Election Law, Government Contracts, Government Finance, Legislative & Government Affairs
- Business Law
- Business Contracts, Business Dissolution, Business Finance, Business Formation, Business Litigation, Franchising, Mergers & Acquisitions, Partnership & Shareholder Disputes
- Stockbroker & Investment Fraud
- Appeals & Appellate
- Civil Appeals, Federal Appeals
Costs
Certificates
Languages
Accepted Jurisdictions
Experience
Educations
Graduation year:
